Efficacy and safety of allogeneic CD19 CAR NK-cell therapy in systemic lupus erythematosus: a case series in China.
Summary
Efficacy and safety of allogeneic CD19 CAR NK-cell therapy in systemic lupus erythematosus: a case series in China The Lancet 2025 Articles Efficacy and safety of allogeneic CD19 CAR NK-cell therapy in systemic lupus erythematosus: a case series in China Jie Gao, Mengtao Li†, Ming Sun†, Yiyi Yu, Ruina Kong, Xia Xu, Suxuan Liu, Qian Chen, Xiaofang Li, Yang Wu, Enshun Xu, Jianmin Yang†, Dongbao Zhao† Summary Lancet 2025; 406: 2968–79 Background Lately, autologous CD19-targeting chimeric antigen re
Content
# Efficacy and safety of allogeneic CD19 CAR NK-cell therapy in systemic lupus erythematosus: a case series in China
*The Lancet 2025*
Articles
Efficacy and safety of allogeneic CD19 CAR NK-cell therapy in
systemic lupus erythematosus: a case series in China
Jie Gao*, Mengtao Li*†, Ming Sun*†, Yiyi Yu*, Ruina Kong*, Xia Xu, Suxuan Liu, Qian Chen, Xiaofang Li, Yang Wu, Enshun Xu, Jianmin Yang†,
Dongbao Zhao†
Summary
Lancet 2025; 406: 2968–79 Background Lately, autologous CD19-targeting chimeric antigen receptor (CAR) T cells have shown excellent efficacy
Published Online in treatment of autoimmune diseases, but with great safety concerns, such as infections. In this study, we aimed to
November 12, 2025 evaluate the safety, tolerability, and efficacy of allogeneic CD19 CAR natural killer (NK)-cell therapy in patients with
https://doi.org/10.1016/ relapsed or refractory systemic lupus erythematosus (SLE).
S0140-6736(25)01671-X
This online publication has
Methods In this open-label, single-arm, prospective, first-in-human case series, we evaluated allogeneic CD19 CAR
been corrected. The corrected
version first appeared at NK-cell therapy in adult patients (aged 18–65 years) with relapsed or refractory SLE at one site in China. Patients who
thelancet.com on Dec 18, 2025 had received at least two previous standard systemic therapies and continued to exhibit moderate-to-severe disease
See Comment page 2972 activity were eligible for inclusion. This study consisted of schedule escalation and dose escalation, with schedule
*Contributed equally escalation from 7 days and dose escalation commencing at 0·75 × 10⁹ CAR NK cells on day 0. All patients received a
†Jointly supervised lymphodepleting conditioning regimen with fludarabine (25 mg/m² per day) and cyclophosphamide (300 mg/m²
For the Chinese translation of the per day) administered daily from days –5 to –3, followed by three CAR NK-cell infusions within a single treatment
abstract see Online for cycle at identical dose levels and inter-infusion intervals. Dose-limiting adverse events were monitored in patients for
appendix 1 28 days. The primary endpoints of this study were safety and tolerability, including the incidence of dose-limiting
Department of Rheumatology toxicities and adverse events according to National Cancer Institute Common Terminology Criteria for Adverse Events
and Immunology, National Key
version 5.0. This study was registered with ClinicalTrials.gov (NCT06010472) and follow-up is ongoing.
Laboratory of Immunity and
Inflammation, Changhai
Hospital, Naval Medical Findings 18 patients with relapsed or refractory SLE with moderate-to-severe disease activity were enrolled between
University, Shanghai, China Aug 21, 2023, and June 16, 2024. Of the 18 patients, 17 (94%) were female; the median age was 37·5 years
(J Gao PhD, Y Yu PhD,
(IQR 32·0–39·8), and the median disease duration was 10·5 years (IQR 4·5–14·8). Patients had received at least
R Kong PhD, X Xu BS, Q Chen BS,
X Li BS, Prof D Zhao PhD); two standard systemic therapies, including biological agents (belimumab and telitacicept) in 14 (78%) of 18 patients,
Department of Rheumatology, and plasmapheresis in one patient. Cytokine release syndrome was reported in one (6%) of 18 patients (grade 1).
Peking Union Medical College Neurotoxicity and other CAR NK-cell therapy-related severe adverse events were not observed, and there were no
Hospital (PUMCH), Peking
dose-limiting toxicities. Of the nine patients with more than 12 months’ follow-up, six (67%) attained DORIS
Union Medical College and
Chinese Academy of Medical remission and lupus low disease activity state.
Sciences, National Clinical
Research Center for Interpretation This study suggests that allogeneic CAR NK-cell therapy is a potent option for treatment of autoimmune
Dermatologic and
diseases and indicates that such a therapy might address limitations of current autologous CAR T-cell therapy,
Immunologic Diseases
(NCRC-DID), Key Laboratory of including manufacturing scale and time, access, safety, and cost.
Rheumatology and Clinical
Immunology, Ministry of Funding Shanghai Municipal Health Commission, Changhai Hospital Affiliated to Naval Medical University, and
Education, Beijing, China
National Natural Science Foundation of China.
(Prof M Li PhD); Medical Science
and Technology Innovation
Center, The Affiliated Suzhou Copyright © 2025 Elsevier Ltd. All rights reserved, including those for text and data mining, AI training, and similar
Hospital of Nanjing Medical technologies.
University, Suzhou Municipal
Hospital, Gusu School of
Nanjing Medical University, Introduction disease flares, persistent disease activity, and treatment-
Suzhou, China Systemic lupus erythematosus (SLE) is a multisystem associated comorbidities pose substantial clinical
(Prof M Sun PhD); Rui
autoimmune disease characterised by the production of burdens. Considering these challenges, contemporary
Therapeutics, Nanjing, China
autoantibodies targeting nuclear antigens, deposition of rheumatology practice emphasises dual therapeutic
(Y Wu PhD, E Xu PhD,
Prof M Sun); Department of immune complexes, and chronic inflammatory priorities: achieving DORIS remission or maintaining
Cardiology, Changhai Hospital, manifestations affecting the skin, joints, kidneys, and lupus low disease activity state (LLDAS) constitutes the
Naval Medical University,
other organ systems.1,2 The past decade has witnessed primary treatment objective, while concurrently
Shanghai, China (S Liu PhD);
major therapeutic advancements in SLE management, mitigating treatment-related comorbidities through
Department of Hematology,
Institute of Hematology, including the approval of biologics such as belimumab,3 judicious risk–benefit assessment. This balanced
Changhai Hospital, Naval anifrolumab,4 and telitacicept5 (in China only). However, approach has emerged as a critical paradigm in the
Medical University, Shanghai,
a substantial proportion of patients exhibit suboptimal comprehensive management of SLE.6,7
China (Prof J Yang PhD)
responses to biological therapies and do not attain The central pathogenic role of autoreactive B cells in
long-term DORIS remission. Furthermore, recurrent SLE has established B-cell depletion as a cornerstone
2968
Articles
Correspondence to:
Research in context
Prof Dongbao Zhao, Department
of Rheumatology and
Evidence before this study autoimmune disease, but the broad applicability of these
Immunology, National Key
Autologous chimeric antigen receptor (CAR) T-cell therapy has approaches remains unclear. Laboratory of Immunity and
shown the ability to produce meaningful long-term remission Inflammation, Changhai
Added value of this study
in patients with autoimmune diseases, but barriers impede Hospital, Naval Medical
To our knowledge, this study is the first-in-human trial of cord University, Shanghai 200433,
widespread adoption in terms of limited manufacturing
blood or peripheral blood-derived CAR natural killer (NK)-cell China
constraints and treatment accessibility, safety profiles requiring dongbaozhao@163.com
therapy in autoimmune disease. Allogeneic CD19 CAR NK cells
intensive monitoring, and prohibitive manufacturing costs.
were tolerable in patients with relapsed or refractory systemic
These challenges might be addressed by standardised
lupus erythematosus and had favourable safety profiles with
allogeneic CAR-bearing cellular therapies. We searched PubMed
minimal cytokine release syndrome and no immune effector
on Feb 17, 2025, restricting to clinical trials published in any
cell-associated neurotoxicity syndrome or other severe adverse
language and on any date, using the terms “autoimmune
events observed, allowing administration with off-the-shelf
disease” AND “allogeneic” AND “chimeric antigen receptor”.
availability. Meanwhile, durable remissions were observed in
Only one publication on allogeneic CD19-targeted CAR T-cell
this trial, indicating meaningful efficacy.
therapy in one patient with severe myositis and two patients
with systemic sclerosis was identified. This product was Implications of all the available evidence
characterised by universal, healthy-donor-derived T cells, Development of allogeneic cell therapies carries distinct
genetic engineering of multiple genes (HLA-A, HLA-B, CIITA, advantages over autologous sources in autoimmune disease.
TRAC, and PDCD1) with CRISPR-Cas9, and lentivirus Cord blood or peripheral blood-derived CAR NK-cell therapies
transduction of CAR. Furthermore, the allogeneic CD19- are actively being studied in haematological malignancies and
targeted universal CAR T cells showed tolerability, and achieved autoimmune diseases. Our trial indicates that this approach
deep remission in patients with severe myositis and systemic might address challenges with autologous CAR T-cell therapies,
sclerosis. This study supports the potential for allogeneic cell particularly in terms of safety files, manufacturing scalability
therapeutics to achieve meaningful efficacy in patients with constraints, and improving global treatment accessibility.
therapeutic strategy, exemplified by anti-CD20 exhibit intrinsic biological advantages for allogeneic
monoclonal antibodies (eg, rituximab).8 However, the applications. Unlike αβT cells, NK-cell activation does
clinical efficacy of antibody-mediated B-cell depletion not induce graft-versus-host disease,14,15 enabling direct
remains suboptimal, likely due to anatomical limitations therapeutic infusion of donor-derived cells without
in eradicating autoreactive B-cell reservoirs within necessitating genetic modification and its associated
lymphoid organs and inflammatory niches, coupled with risks of genomic instability.16 NK cells execute potent
the persistence of CD20-negative plasma cells that evade cytotoxicity against pathological targets—including
anti-CD20 targeting.9 Of notable scientific promise, the infected, malignant, and senescent cells—through
paradigm-shifting work by Georg Schett’s group on three principal mechanisms: (1) perforin and granzyme
CD19-targeted autologous CAR T-cell therapy in SLE and secretion, (2) death receptor-mediated apoptosis
other autoimmune diseases has demonstrated that deep (eg, FAS–FASL and TRAIL–TRAILR pathways), and
depletion of CD19+ B-cell lineages—including auto- (3) antibody-dependent cellular cytotoxicity. These
reactive clones and tissue-resident precursors—enables attributes position NK cells as promising candidates for
immune homeostasis reconstitution in patients with off-the-shelf, allogeneic cell therapies with enhanced
SLE. In their study, all eight patients with SLE met safety profiles and scalable production potential.17,18 In
LLDAS and DORIS remission criteria at 6 months this pioneering study, we report both short-term and
following autologous CAR T-cell therapy, and remained long-term safety and efficacy outcomes of allogeneic
free of SLE disease activity through 29 months of CD19-targeted CAR NK-cell therapy in 18 patients with
extended follow-up.10 This therapeutic strategy achieves relapsed or refractory SLE.
durable drug-free remission in treated SLE cohorts,
thereby establishing a novel benchmark for sustained Methods
immunological reset in autoimmune therapeutics.10–12 Study design and participants
Nevertheless, critical limitations hinder the widespread This open-label, single-arm, prospective, first-in-human
clinical adoption of autologous CAR T-cell therapy for case series assessed the safety, efficacy, and
autoimmune diseases, including limited manufacturing pharmacokinetics of allogeneic CD19-targeted CAR
constraints and treatment accessibility, elevated risks of NK cells in adult patients (aged 18–65 years) with relapsed
cytokine release syndrome (CRS) and infectious or refractory SLE and was done at one site in China. This
complications, and prohibitive costs.13 Natural killer study protocol was approved by the institutional review
(NK) cells, innate immune effectors distinct from board of Shanghai Changhai Hospital Ethics Committee
αβT cells by their lack of T-cell receptor expression, (CHEC2023-174). The study protocol and details of
Articles
specific information on patient enrolment and eligibility with fludarabine (25 mg/m²) and cyclophosphamide
See Online for appendix 2 criteria can be found in appendix 2 (pp 16–18). (300 mg/m²) intravenously on days –5 to –3 before CAR
In this study, refractory or relapsing SLE was NK-cell infusion. Then, all enrolled patients received
operationally defined as follows: sustained disease one treatment cycle of three sequential CAR NK-cell
activity (Systemic Lupus Erythematosus Disease Activity infusions at identical dose levels (0·75 × 10⁹ cells [dose
Index 2000 [SLEDAI-2K] ≥8) despite at least 6 months of level 1], 1·5 × 10⁹ cells [dose level 2], 3·0 × 10⁹ cells [dose
standard therapy comprising adequate-dose gluco- level 3], or 4·5 × 10⁹ cells [dose level 4]) and inter-infusion
corticoids combined with at least two distinct intervals (7 days, 5 days, or 3 days). The CD19 CAR NK cells
disease-modifying anti rheumatic drugs, including, but were administered within 1 h post-thawing. Additional
not limited to, mycophenolate mofetil (1·5–2 g/day), details on management of pre-existing medications
cyclophosphamide (0·5–1 g/m² per month), azathioprine (including glucocorticoids) and on CAR NK-cell infusion
(1–2 mg/kg per day), ciclosporin (3–5 mg/kg per day), are provided in appendix 2 (p 7). Quantitative real-time
tacrolimus (2–4 mg/day), methotrexate (10–15 mg/week), PCR was used to monitor the pharmacokinetic changes of
leflunomide (20 mg/day), hydroxychloroquine CAR NK cells in patients’ peripheral blood.
(400 mg/day), telitacicept (160 mg/week), belimumab Dose-limiting adverse events and adverse events
(10 mg/kg per month), and rituximab (375 mg/m² per according to the Common Terminology Criteria for
week for four doses). Key inclusion criteria were Adverse Events (CTCAE) version 5 were monitored in
treatment failure (sustained moderate-to-severe activity patients for 28 days. A comprehensive safety surveillance
[SLEDAI-2K ≥8] or recurrent flares after 6 months of protocol was implemented across all dose cohorts
therapy) and glucocorticoid dependence (inability to (0·75–4·5 × 10⁹ cells) with scheduled monitoring of
maintain glucocorticoid tapering). treatment-emergent adverse events during two critical
Written informed consent was obtained from all windows: the acute phase (0–28 days post-infusion) and
participants in strict accordance with the Center for Drug subacute phase (4–52 weeks post-infusion).
Evaluation Good Clinical Practice guidelines for cellular Emerging insights into autoimmune pathogenesis and
therapy trials. This study was registered with clinical successes of CAR T-cell therapies in immune
ClinicalTrials.gov (NCT06010472) and follow-up is resetting provide a rationale for targeting pathogenic
ongoing. B-cell populations to restore immune homeostasis and
prolong remission in refractory SLE.19 Pathogenic B-cell
Procedures depletion establishes a critical foundation for immune
The CAR NK cells were manufactured in the Current resetting and facilitating tissue repair in SLE. To
Good Manufacturing Practice-concordant facility of Rui longitudinally characterise this immunological
Therapeutics (Nanjing, China) under grade A and B reprogramming, we analysed the distribution of different
cleanroom conditions. Detailed information about CD19 B-cell subsets and the clonal diversity of immunoglobulin
CAR NK-cell manufacturing and therapy procedures is heavy chain within the B-cell receptor (BCR) repertoire at
provided in appendix 2 (pp 2–5). In brief, NK cells were predefined intervals: baseline and 3, 6, 9, and 12 months
isolated from healthy, HLA-mismatched donors’ cord post-CAR NK-cell infusion.
blood mononuclear cells or peripheral blood
mononuclear cells, and NK cells were activated and Outcomes
transduced with CAR gene-carrying retrovirus and The primary endpoints of this study were the safety and
expanded for 16 days. The CD19 CAR NK-cell products tolerability of CD19 CAR NK cells in patients with
were stored and shipped cryopreserved in vapour phase relapsed or refractory SLE, including the incidence of
liquid nitrogen (≤–130°C). The final CAR NK-cell product dose-limiting toxicities, CRS, immune effector cell-
release was conducted according to established cell associated neurotoxicity syndrome (ICANS), and other
therapy product testing criteria. The quality-released adverse events. CRS, ICANS, and other potential adverse
CAR NK cells were transported to the clinical site via a events were monitored every day during the first 15 days,
cryogenic cold chain system and preserved in liquid and every 7–28 days after the last CAR NK-cell infusion.
nitrogen storage. The cytotoxicity of CD19 CAR NK cells The testing of CRS and ICANS were performed following
against CD19-positive tumour cells and B cells was the American Society for Transplantation and Cellular
determined by a luciferase-based in-vitro cytotoxicity Therapy consensus criteria.20 More detailed information
assay. A NALM-6-based xenograft model and tissue about adverse event assessment is described in
haematoxylin and eosin staining were used to evaluate appendix 2 (pp 19–21).
the in-vivo cytotoxicity and off-target organ safety of the The secondary endpoint was response rate assessed by
CD19 CAR NK cells (appendix 2 pp 8–9). the investigator, defined as the proportion of patients
This study consisted of schedule escalation and dose who attained SLE Responder Index-4 (SRI-4), SRI-6,
escalation, with schedule escalation from 7 days and dose SRI-8, LLDAS, 21 and DORIS 20217 remission. Response
escalation commencing at 0·75 × 10⁹ CAR NK cells on assessments were done by investigators every month
day 0. All patients received conditioning chemotherapy from baseline to 6 months and every 3 months thereafter
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Articles
until disease progression following CD19-targeted CAR
NK-cell therapy, according to the Physician Global
Assessment and disease activity evaluation using the
SLEDAI-2K score22 and the British Isles Lupus
Assessment Group (BILAG) 2004 index. CAR DNA copy
number, lymphocyte counts, double-stranded DNA
(dsDNA) antibody and ANA titres, proteinuria, creatine
kinase, and complement C3 and C4 concentrations were
measured at the indicated follow-up timepoints. Detailed
information about CAR NK-cell pharmacokinetics,
leukocyte subpopulation, immunoglobulin testing, flow
cytometry B-cell subtype analysis, and BCR immuno-
globulin heavy chain repertoire sequencing are provided
in appendix 2 (pp 7–8).
Statistical analysis
This clinical trial was designed as a small-sample, single-
arm study, and no formal sample size calculation was
performed. Descriptive statistics were used to analyse
specific parameters from baseline and follow-up data at
various timepoints. All analyses were conducted using
GraphPad Prism software (version 8.0).
Role of the funding source
The funders of the study had no role in study design,
data collection, data analysis, data interpretation, or
writing of the report.
Results
CD19-targeting CAR NK cells showed strong cytotoxicity
to CD19+ B cells in preclinical models. In our foundational
studies, we developed CD19-targeted CAR NK cells
incorporating signalling domains (4-1BB co-stimulatory
motif and CD3ζ activation module) with membrane-
bound IL-15 for sustained persistence (appendix 2
pp 10–11). In-vitro cytotoxicity assays demonstrated
potent specific lysis against both malignant CD19+ B-cell
lines (NALM-6, Raji) and primary CD19+ B cells isolated
from peripheral blood mononuclear cells of patients with
SLE (n=3 donors; appendix 2 pp 10–11). The therapeutic
efficacy was further validated in an NSG murine
xenograft model engrafted with systemic NALM-6-luc
cells, where CAR NK-cell infusion (5 × 10⁶ cells
per mouse) achieved complete B-cell aplasia (bio-
luminescence signal reduction >99% by day 14) in seven of ten mice and greatly prolonged median survival
(appendix 2 pp 10–11). Comprehensive safety evaluation
confirmed absence of off-target cytotoxicity.
A cohort of 18 patients (one [6%] male, 17 [94%] female)
with relapsed or refractory SLE meeting predefined
inclusion criteria underwent allogeneic CD19-targeted
CAR NK-cell therapy between Aug 21, 2023, and
June 16, 2024 (appendix 2 p 12). Baseline demographic
and clinical characteristics are summarised in table 1. The
study population had a median age of 37·5 years
(IQR 32·0–39·8; range 19–48) and median disease
durat ion of 10·5 years (IQR 4·5–14·8; range 1–17). All
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Articles
part i ci pants had previously received high-dose optimisation during the study period, as shown in table 2.
glucocorticoids combined with at least two immuno- The specific days on which patients at each dose level
suppressive agents. Previous biological therapies included received their three infusions are shown in appendix 2
belimumab (n=11) and telitacicept (n=5), with two patients (p 12). Manufacturing protocols and quality control
receiving both agents. At enrolment, all patients exhibited parameters for CAR NK-cell products—including donor
active disease manifestations defined by SLEDAI-2K selection criteria, NK-cell purity (>95%), post-thaw
scores of 8 or higher (range 8–28) and at least one severe viability (>80%), and CAR transduction efficiency
organ involvement according to BILAG 2004 criteria. (mean 68%)—are comprehensively described in
Complete pretreatment therapeutic regimens are detailed appendix 2 (pp 2–5).
in table 1. Participants received three sequential infusions Disease activity was longitudinally monitored in all
of allogeneic CD19 CAR NK cells across four dose levels: patients following CAR-NK cell therapy using SRI,
dose level 1 (0·75 × 10⁹ cells; n=1), dose level 2 LLDAS, and DORIS (2021) remission criteria. At final
(1·5 × 10⁹ cells; n=1), dose level 3 (3·0 × 10⁹ cells; n=4), and follow-up, 13 (72%) of 18 patients attained DORIS
dose level 4 (4·5 × 10⁹ cells; n=12). Inter-infusion intervals remission and 14 (78%) had attained LLDAS. Serial
were modified according to the lymphocyte recovery and assessments revealed progressive clinical improvement.
pharmacokinetics of CAR NK cells through protocol At 6 months post-treatment, all evaluable patients
A B
6 months 12 months
Patient 1
Patient 2
SRI-4
Patient 3
Patient 4
Patient 5
Patient 6 SRI-6
Patient 7
Patient 8
Patient 9
Patient 10 SRI-8
Patient 11
Patient 12 Dose level 1
Patient 13 Dose level 2 LLDAS
Patient 14 Dose level 3
Patient 15 Dose level 4
Patient 16 On follow-up
Patient 17 DORIS remission DORIS remission (2021)
Patient 18 LLDAS
0 1 2 3 4 5 6 7 8 9101112131415161718192021222324
Time from CAR NK-cell infusion (months)
C
28
20
12
4
0 3 6 9 12 15 18
18 18 17 14 9 3 1
Figure 1: Clinical efficacy of allogeneic CD19 CAR NK-cell therapy
(A) Follow-up and outcomes in patients with SLE after CD19 CAR-NK cell therapy (n=18). The coloured bars represent specific dose level groups: dose level 1
(0·75 × 10⁹ CAR NK cells); dose level 2 (1·5 × 10⁹ CAR NK cells); dose level 3 (3·0 × 10⁹ CAR NK cells); and dose level 4 (4·5 × 10⁹ CAR NK cells). The red dashed vertical line
indicates the 12-month follow-up timepoint. (B) SRI response, LLDAS, and DORIS remission rates of patients who received CAR NK-cell therapy at 6-month and
12-month follow-up timepoints. (C–E) Outcomes of CD19 CAR NK-cell therapy in patients with SLE, including SLEDAI-2K scores (ranges from 0 to 105; increasing
scores indicate more disease activity), PGA scores (ranges from 0 to 3; 0 indicates no disease activity, 3 indicates the most severe disease activity), and levels of urinary
protein excretion at 3-month, 6-month, 9-month, 12-month, 15-month, and 18-month follow-up timepoints. For urinary protein excretion, the dashed horizontal
line indicates the upper limit of the normal range. The protein-to-creatinine ratio was calculated with urinary protein measured in milligrams and urinary creatinine in
grams. Each circle represents data from a single patient at a specific timepoint. Grey circles denote baseline data; circles of the same colour, with gradation from light
to dark shades, represent data from different follow-up timepoints. CAR=chimeric antigen receptor. LLDAS=lupus low disease activity state. NK=natural killer.
PGA=Physician Global Assessment. SLE=systemic lupus erythematosus. SLEDAI-2K=Systemic Lupus Erythematosus Disease Activity Index 2000. SRI=SLE Responder
Index.
erocs
K2-IADELS
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Time from CAR NK-cell infusion (months)
Number of 18 18 17 14 9 3 1
patients
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Time from CAR NK-cell infusion (months)
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Response rate 100% 100%
Total 17 9
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Response rate 94% 100%
Total 17 9
Response 12 7
Response rate 71% 78%
Total 17 9
Response 13 6
Response rate 77% 67%
Total 17 9
Response 10 6
Response rate 59% 67%
4 5 9
Time from CAR NK-cell infusion (months)
Articles
(17 of 17) had attained SRI-4 response, with 16 (94%) of eight (50%) of 16 patients and partial recovery
17 reaching SRI-6 thresholds. Furthermore, 13 patients (≥25% increase) in 11 (61%) patients. Anti-dsDNA titres
(76%) maintained LLDAS status and ten (59%) fulfilled decreased in nine (69%) of 13 seropositive patients
DORIS remission criteria. This therapeutic effect (appendix 2 p 14), SSA antibody titres were decreased in
persisted through 12-month follow-up, with 100% SRI-4 two (14%) of 14 patients, Ro52 antibody titres were
and SRI-6 response rates (nine of nine patients), LLDAS decreased in three (27%) of 11 patients, and RNP antibody
attainment in six (67%) patients, and DORIS remission titres were decreased in one (50%) of two patients. Of the
in six (67%) patients (figure 1A, B). Notably, both five patients with proteinuria, proteinuria resolved
SLEDAI-2K scores and Physician Global Assessment completely in four (80%) patients by month 3, with the
demonstrated substantial reductions by month 3 post- remaining patient demonstrating more than
treatment. Remarkably, 14 patients had SLEDAI-2K 40% reduction in urinary protein excretion (figure 1E).
scores of 4 or below (including three with complete Long-term safety monitoring (median follow-up
disease resolution [SLEDAI=0]) during this period 11 months [IQR 9·0–12·0]) showed no disease flares or
(figure 1C, D). BILAG 2004 analysis confirmed treatment-related adverse events. All patients successfully
comprehensive disease control, with scores of D or E in discontinued all immunosuppressants (eg, mycophenolate
all organ domains, in patients meeting LLDAS or DORIS mofetil) and antimalarials (eg, hydroxychloroquine), and
criteria at 6 months. Immunological profiling revealed tapered glucocorticoids to maintenance doses of 7·5 mg
normalisation of complement C3 concentrations in prednisone-equivalent per day or lower, except for
5000
3000
1000
0 1 3 4 5 6 7 81011141517192128
18181416114176 3 5143 1 2163 18 18 18 17 18 18 18 18 17 17 13 9 18141313 817 5 3 2 1517181714 9
0 1 3 4 5 6 7 8 1011141521
Figure 2: Pharmacokinetics, pharmacodynamics, and safety profile of CAR NK-cell therapy
In every graph in this figure, each circle represents data from an individual patient at a single timepoint, with distinct colours indicating different follow-up timepoints. (A) Quantitation of circulating
CAR NK cells among total peripheral blood mononuclear cells at various days after CAR NK-cell treatment in 18 patients by quantitative real-time PCR. (B) Counts of CD19+ B cells in peripheral blood of
18 patients with SLE at baseline and various days and months of follow-up after CAR NK-cell therapy. The dashed horizontal line represents the normal reference value. (C) IgG concentrations of
18 patients with SLE at baseline and various days and months of follow-up after CAR NK-cell therapy. (D–F) IL-6 concentrations, leukocyte counts, and platelet counts of 18 patients with SLE before
and after lymphodepletion with cyclophosphamide and fludarabine, and treatment with CAR NK cells at baseline and follow-up. For the leukocyte counts, red circles denote data for patient 2 and
purple triangles denote data for patient 13, as both of their leukocyte counts remained below the normal reference range by the last follow-up. For the platelet counts, light red circles denote data for
patient 8 and patient 13, as both of their platelet counts remained below the normal reference range by the last follow-up. CAR=chimeric antigen receptor. NK=natural killer. SLE=systemic lupus
erythematosus.
2974
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Patient 7
Articles
patient 8 (table 2), who maintained a prednisone dose of
10 mg/day due to refractory thrombocytopenia secondary
to long-term haematological involvement; the patient
exhibited incomplete platelet recovery following CAR
NK-cell therapy.
In contrast to autologous CAR T cells demonstrating
robust post-infusion expansion, our previous clinical
trials in haematological malignancies as well as other
clinical studies revealed a distinct pharmacokinetic
profile of allogeneic CAR NK cells.23 Quantitative
real-time PCR analysis demonstrated transient peripheral
blood CAR NK-cell detection, with pharmacokinetic
peaks occurring in distinct temporal patterns: six (33%) of
18 patients reached maximal concentration (C ) at day 1,
max
while seven (39%) and five (28%) reached C at days 3–4
max
and day 7 post-infusion, respectively (figure 2A).
Profound B-cell depletion (CD19+ cells <5 cells per μL,
lower limit of quantification) was observed in 16 (89%) of
18 patients, with residual CD19+ cells (5–10 cells per μL)
persisting in two patients. B-cell reconstitution kinetics
showed two distinct patterns: 12 (67%) of 18 patients
demonstrated early recovery (≥50% baseline B-cell
counts) by month 2, whereas the remaining
six (33%) patients exhibited delayed recovery initiating at
months 3–4 (median time to recovery 3 months
[IQR 2–5]; figure 2B). Immunoglobulin monitoring
revealed clinically stable profiles: serum IgG
concentrations showed transient reduction post-infusion
but remained above 5 g/L in all patients. Critically, no
patients required immunoglobulin replacement therapy
throughout follow-up (figure 2C).
Notably, CRS, ICANS, and other CAR NK-cell-specific
toxicities were absent in patients receiving dose levels 1–3
(n=7). A single grade 1 CRS event (fever only) occurred in
patient 7 (dose level 4 cohort, 4·5 × 10⁹ cells), manifesting
within 24 h post-infusion and resolving spontaneously
within 48 h (figure 2D). This patient was administered
one dose of 162 mg tocilizumab; the CRS subsequently
resolved, and body temperature returned to normal.
Although patient 6 exhibited fever, this was due to a
bacterial upper respiratory tract infection after
lymphodepleting preconditioning and was not associated
with CAR NK-cell therapy, as IL-6 concentrations were not
increased (figure 2D and appendix 2 p 15). No neurotoxicity,
haematopoietic suppression, or dose-limiting toxicities
were observed in any cohort (table 3). Longitudinal
monitoring demonstrated stable haemodynamic
parameters (blood pressure: 110–130/70–85 mm Hg),
stable inflammatory markers (C-reactive protein
<10 mg/L), IgG above 5 g/L in all patients, and preserved
leukocyte homeostasis (appendix 2 p 15). Notably, CAR
NK-cell administration did not induce lymphodepletion,
with CD4+ and CD8+ T-cell subsets and NK-cell populations
maintaining physiological reconstitution patterns
(appendix 2 p 15). Longitudinal immunophenotyping revealed profound
B-cell repertoire remodelling post-CAR NK-cell therapy
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Articles
90
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Figure 3: Reconstitution of
B cells and BCR heavy chain
distribution and diversity
after CD19 CAR NK-cell
treatment
(A) Quantification of the
percentage of naive B cells
(CD21+CD27−), memory B cells
(CD21+CD27+), activated
memory B cells (CD11c+), and
plasmablasts (CD20−CD38+)
between baseline (before CAR
NK-cell infusion) and B-cell
reconstitution at 3 months
(n=18), 6 months (n=17), and
the last follow-up timepoint
(n=14) analysed by flow
cytometry. Each circle
represents data from an
individual patient at a single
timepoint, with distinct
colours indicating different
follow-up timepoints.
(B–C) Assessment of heavy
chain distribution and
diversity in BCRs in 17 patients
by high-throughput RNA
sequencing at baseline and
following CAR NK-cell therapy
(6-month and last follow-up timepoints). BCR=B-cell receptor. CAR=chimeric
antigen receptor. NK=natural
killer.
2976
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infusion infusion infusion infusion
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17
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Time from CAR NK-cell infusion
Articles
(figure 3A). Naive B-cell subsets dominated peripheral established SLE efficacy. However, a single administration
reconstitution (up to 96%), concomitant with drastically of low-dose cyclophosphamide is not sufficient to induce
reduced CD21+CD27+ memory B cells. Early-phase long-term durable remission in these patients with
reductions in CD27+CD38+ plasmablasts and SLE- severe SLE, which is supported by evidence that
associated CD11c+ activated memory B cells were treatments including cyclophosphamide or
observed, although transient subset fluctuations mycophenolate mofetil and belimumab before CAR
occurred in four (29%) of 14 patients at 6-month follow- NK-cell therapy failed to control the symptoms of disease
up. Furthermore, BCR deep sequencing demonstrated in these patients. Tur and colleagues recently reported
isotype class-switch reversal in ten (71%) of 14 patients, that CD19 CAR T-cell therapy-induced remission
with dominant heavy-chain isotypes shifting from (≥12 months) in autoimmune diseases correlates with
IgG/IgA to IgD/IgM after CAR NK-cell therapy tissue-resident B-cell depletion.25 Analogously, CAR
(figure 3B). Clonal architecture analysis revealed two key NK cells demonstrated comparable lymphoid homing
transitions: progressive contraction of dominant clones capacity, suggesting that their deep B-cell depletion
and polyclonal repertoire expansion (figure 3C). capacity underlies the observed durable responses.
Another critical insight from allogeneic CAR NK-cell
Discussion therapy is the transient in-vivo persistence of infused
Engineered autologous CAR T-cell therapy has shown cells (up to 14 days), consistent with the intrinsic
substantial promise in the treatment of autoimmune biological properties of NK cells, including their limited
diseases, particularly SLE, but notable limitations lifespan.26,27 Despite the absence of clonal expansion,
hindering clinical translation and broad implementation therapeutic efficacy was maintained through potent
of this modality remain, such as manufacturing cytotoxic activity, achieving deep B-cell depletion followed
constraints, restricted accessibility, toxicity profile, and by naive B-cell reconstitution (≥88% by month 3) in most
prohibitive costs.24 The findings of this first-in-human patients. This contrasts with CAR T-cell therapies, where
study support the potential for allogeneic CAR NK-cell prolonged persistence drives sustained B-cell aplasia,
therapies derived from healthy donors to address these increasing infection risks. Although discontinuation of
barriers. high-dose glucocorticoids and immunosuppressants
This study provides preliminary evidence supporting triggered immune reconstitution that might paradoxically
the therapeutic potential of allogeneic CD19-targeted accelerate allogeneic CAR NK-cell clearance, rapid
CAR NK-cell therapy in patients with relapsed or clinical improvement was nevertheless observed
refractory SLE, demonstrating sustained efficacy, following CAR NK-cell infusion. Meanwhile, longitudinal
favourable tolerability and safety, and transient cellular flow cytometry demonstrated sustained naive B-cell
persistence. Notably, CAR NK-cell pharmacokinetics and predominance with concomitant decrease of memory
B-cell depletion dynamics—characterised by naive B-cell B cells. Considering all patients were resistant to several
dominance in reconstituted populations—remained immunosuppressive therapies, our data indicate that
consistent across heterogeneous disease subtypes and CD19 CAR NK cells could deeply deplete memory B cells
previous therapies. However, dose–response relation- and plasmablasts in the peripheral and might directly
ships remain undefined due to limited cohort sizes of target tissue-infiltrating B cells, which is in contrast to
dose levels 1 and 2 (n=1 per group). Furthermore, we the CD20 monoclonal antibody rituximab that could only
adjusted the infusion intervals of CAR NK cells based on eliminate CD20+ B cells from circulation.28 This
their post-infusion pharmacokinetic profiles and the observation is corroborated by comprehensive analysis of
lymphocyte reconstitution kinetics in patients with SLE. BCR repertoire characteristics, demonstrating a distinct
Infusion interval optimisations revealed that shortened class-switching transition from IgA/IgG to IgM/IgD
infusion intervals (7-day vs 3-day regimens) maintained isotypes after CAR NK-cell treatment. Notably, the
therapeutic safety and efficacy while improving treatment immunophenotypic evolution manifests as concomitant
accessibility through reduced hospitalisation duration. reductions in both singleton clones and high-frequency
Importantly, all patients sustained disease remission or clones, concurrent with expansion of total clonal diversity
control (Physician Global Assessment <1) with and overall repertoire breadth following CAR NK-cell
glucocorticoid doses of 5 mg/day or lower up to final therapy. Accordingly, we propose that CAR NK-cell-
follow-up (except for patients 13 and 18). mediated transient cytotoxic elimination of circulating
The sustained clinical remission (median 11 months) and tissue-resident autoreactive B-cell clones achieves:
observed in patients with SLE following three-dose (1) immediate disruption of the pathogenic cascade
CD19-targeted CAR NK-cell therapy suggests that through depletion of antigen-experienced memory B-cell
durable disease control could be achievable through reservoirs, and (2) sustained central tolerance
complete B-cell reconstitution without relapse. All re-establishment via regenerative lymphopoiesis
patients received fludarabine–cyclophosphamide generating polyclonal, self-tolerant naive B-cell
lymphodepletion, a regimen potentially contributing to repertoires, ultimately manifesting as durable immune
early symptom resolution given cyclophosphamide’s tolerance and disease remission.
Articles
NK cells demonstrate attenuated cytokine secretory CAR-NK therapy, it is critical to note its differential
(especially IL-6) capacity compared with T lymphocytes, efficacy profile compared with autologous CAR T-cell
while maintaining potent innate antimicrobial effector therapy in SLE management. CAR NK-cell therapy
functions including direct cytolysis of virus-infected demonstrated slower kinetics in achieving dsDNA
cells, granulocyte recruitment, and pathogen antibody seroconversion and did not induce DORIS
clearance.29,30 This biological profile translates to superior remission in all patients. The aforementioned
safety outcomes in CD19 CAR NK-cell therapy, with only limitations of this study will be systematically addressed
one of 18 patients developing grade 1 CRS (CTCAE in future prospective registry trials, designed to establish
version 5.0; transient fever <39°C resolving within 48 h), evidence-based dosing parameters and longitudinally
and zero instances of neurotoxicity (ICANS) or evaluate the sustained efficacy and safety of CAR NK-cell
haematological toxicity and other CAR NK-cell treatment- therapy in SLE.
related adverse effects. Notably, the absence of
Contributors
hypogammaglobulinaemia (IgG >5 g/L in all patients) JG, ML, MS, YY, and RK contributed equally. JG, JY, MS, ML, and DZ
correlated with zero treatment-emergent severe designed the treatments and analyses. YY, RK, XX, SL, QC, and XL
monitored the patients. YY, RK, and XX collected clinical data. YW, EX,
infections (no respiratory or urinary tract infections over
and MS did molecular analyses. JG, MS, ML, and DZ wrote the
6-month follow-up) contrasts sharply with the
manuscript. JG, YY, MS, and DZ directly accessed and verified the data.
40–93% infection rates reported in cohorts treated with All authors had full access to the data in the study and had final
autologous CD19 CAR T-cell therapy,10,12 potentially responsibility for the decision to submit for publication.
attributable to preserved innate immune competence by Declaration of interests
infused NK cells retaining functional pathogen JG has received grants from the Shanghai Municipal Health
Commission and Changhai Hospital Affiliated to Naval Medical
recognition receptors (eg, NKG2D, CD16) critical for
University. MS has received grants from the National Natural Science
antiviral defence and timely B-cell reconstruction. This Foundation of China. YW, EX, and MS are employees of Rui
safety advantage is clinically significant given that Therapeutics. All other authors declare no competing interests.
infectious complications accounted for 51% of all non- Data sharing
relapse mortality (mantle cell lymphoma, 11%; multiple To request access to the de-identified study data, please contact the
myeloma, 8·0%) events following autologous CAR T-cell corresponding author. Requests will be reviewed and written
applications from investigators with the academic capability to
therapy in lymphoma and multiple myeloma.31
undertake the work proposed will be considered.
This study has some limitations, such as the small
Acknowledgments
sample size and the fact that the biological mechanisms
This study was supported by Shanghai Municipal Health Commission
accounting for the distinct CAR NK-cell pharmacokinetic (202340061 to JG), Changhai Hospital Affiliated to Naval Medical
profiles and variable B-cell reconstitution have yet to be University (GH145-34 to JG), and National Natural Science Foundation
determined. Moreover, the methodology for determining of China (82372625 to MS). We thank the patients for providing their
consent to publish this information.
the precise dosage for individual patients remains
unclear, and the unequal sample sizes across groups References
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DOI: 10.1016/S0140-6736(25)01671-X